Ex-financial advisor barred from the profession faces criminal charges

A former financial advisor, who was barred from the profession for life by a disciplinary tribunal, is now facing criminal charges.
The Autorité des marchés financiers said it is launching criminal proceedings against Michael John Moore. He faces a total of 69 charges, including 34 counts of illegally practising as a securities broker, 34 counts of distributing securities without a prospectus and one count of obstructing an AMF investigation.
In 2016, Moore’s permit to p