11-01-2018 16:37 via newswire.ca

Enforcement Notice - Decision - IIROC Fines Toronto Investment Advisor Graeme Kirkland - Canada NewsWire (press release)

Enforcement Notice - Decision - IIROC Fines Toronto Investment Advisor Graeme Kirkland
Canada NewsWire (press release)
TORONTO, Jan. 11, 2018 /CNW/ - On January 4, 2018, following a November 20, 2017 settlement hearing, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC ...and more »
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